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Quinn Law Group

Quinn Law Group

Location

1515 Market St, Ste 1200, Philadelphia, PA 19107, USA.

Contact Info


Highlights : Broker-dealers, Registered Investment Advisers, Registered Representatives, Insurance Companies, Licensed Insurance Brokers In Litigation, Arbitration, Regulatory, Compliance And Employment/injunction Matters


About Business

In private practice, Mr. Quinn has successfully represented broker-dealers, registered investment advisers, registered representatives, insurance companies and licensed insurance brokers in litigation, arbitration, regulatory, compliance and employment/injunction matters. On behalf of financial services clients, Mr. Quinn has appeared before federal and state courts, industry arbitration panels, and federal, state and self-regulatory enforcement agencies. Mr. Quinn has also represented publicly and privately held companies, and their officers and directors, in securities litigation and compliance issues.

As the former Director of the Division of Corporation Finance for the Pennsylvania Department of Banking and Securities (2006 – 2009), Mr. Quinn was responsible for the registration of securities sold in the Commonwealth of Pennsylvania and for the regulation of financial services professionals marketing such securities. Mr. Quinn was also asked to testify on securities matters before the Pennsylvania Legislature relating to several legislative initiatives and was a lecturer on securities issues at national regulatory and compliance conferences. In 2009, Mr. Quinn was appointed as Chairman of the North American Securities Administrators Association’s Corporate Accountability Project Group, through which Mr. Quinn sponsored policy initiatives in the field of corporate governance.

Mr. Quinn graduated magna cum laude from Villanova University (B.S., International Business) and with high honors from the George Washington University's National Law Center (Juris Doctor).


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